NZX to require recording of broker phone calls
Changes follow high profile market manipulation case where absence of recordings hampered evidence.
The NZX is to require recording of phone calls between brokers and their institutional clients – a potentially useful source of evidence in regulating the sharemarket.
In the Financial Markets Authority lawsuit alleging market manipulation by fund manager Mark Warminger, the absence of phone
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Tim Hunter
Mon, 28 Nov 2016
Mon, 28 Nov 2016
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NZX to require recording of broker phone calls
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