NZX not meeting all its obligations, FMA says
High turnover in the NZX surveillance team leads to less experienced personnel.
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The Financial Markets Authority says stock exchange operator NZX has failed to adequately monitor the conduct of market participants due to a lack of market experience in its market surveillance function.
The findings were outlined in the FMA’s annual review of NZX’s regulatory obligations as a
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Dane Ambler
Thu, 28 Jun 2018
Thu, 28 Jun 2018
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NZX not meeting all its obligations, FMA says
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