‘No sympathy’ for broker pushback on voice recordings, says FMA chief
Market manipulation investigations provide impetus for rule change.
The lack of voice recordings of broker conversations seriously hindered the Financial Markets Authority’s market manipulation investigations, its chief executive Rob Everett says.
The regulator today published its investigation report into share trading by Goldman Sachs in 2014 that intersected
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Tim Hunter
Wed, 15 Nov 2017
Wed, 15 Nov 2017
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‘No sympathy’ for broker pushback on voice recordings, says FMA chief
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