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Hot Topic Hawke’s Bay
Hot Topic Hawke’s Bay
3 mins to read

FMA has stern words for NZX over market inquiries

The NZX has done a good job regulating market participants but there's room for improvement, the FMA says.

Campbell Gibson
Thu, 29 Jun 2017

The NZX's [NZX: NZX] regulation and enforcement need beefing up, the Financial Markets Authority says. 

The market watchdog says the Wellington-based stock exchange operator generally investigates potential breaches adequately but there were some instances where “the level of inquiry fell short

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Campbell Gibson
Thu, 29 Jun 2017
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FMA has stern words for NZX over market inquiries
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