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Hot Topic Hawke’s Bay
Law
2 mins to read

FMA pings equities research firm after ‘concerning’ sales calls

Market regulator orders Kalkine to stop making outgoing sales calls in New Zealand.

Kalkine's website.

Hamish McNicol Tue, 30 Aug 2022

The Financial Markets Authority has directed an equities research firm to stop making outgoing sales calls in New Zealand after a review found the content of those calls “concerning”.

Kalkine New Zealand, which holds a transitional financial advice provider licence, was today ordered to stop

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Hamish McNicol Tue, 30 Aug 2022
Contact the Writer: Hmcnicol@nbr.co.nz
News tip? Question? Typo? Let us know: editor@nbr.co.nz
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Tags
FMA James Greig Kalkine New Zealand Natasha Quirk Kunal Sawhney
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FMA pings equities research firm after ‘concerning’ sales calls
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