Financial adviser’s licence cancelled
Serious Fraud Office investigation is continuing.
Graham Skellern
Thu, 05 Sep 2019
Hot Topic
Hawke’s Bay
Dunedin-based Barry Kloogh’s licence to operate as a financial adviser has now been cancelled by the Financial Markets Authority (FMA). He did not oppose the cancellation.
The FMA acted on concerns regarding Kloogh’s compliance with his broker obligations under the Financial Advisers Act
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Graham Skellern
Thu, 05 Sep 2019
Contact the Writer: graham@nbr.co.nz
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Financial adviser’s licence cancelled
Law,
80754