Financial adviser’s licence cancelled
Serious Fraud Office investigation is continuing.
Graham Skellern
Thu, 05 Sep 2019
Dunedin-based Barry Kloogh’s licence to operate as a financial adviser has now been cancelled by the Financial Markets Authority (FMA). He did not oppose the cancellation.
The FMA acted on concerns regarding Kloogh’s compliance with his broker obligations under the Financial Advisers Act
Want to read more? It's easy.
Choose your best value subscription option
Individual
Group membership
NBR Marketplace
Yearly Premium Online Subscription
NZ$499.00 / yearly
Monthly Premium Online Subscription
NZ$44.95 / monthly
Smartphone Only Subscription
NZ$24.95 / monthly
Premium Group Membership 10 Users
NZ$350+GST / monthly
$35 per user - Pay by monthly credit card debitPremium Group Membership 20 Users
NZ$600+GST / monthly
$30 per user - Pay by monthly credit card debitPremium Group Membership 50 Users
NZ$1250+GST / monthly
$25 per user - Pay by monthly credit card debitPremium Group Membership 100 Users
NZ$1875+GST / monthly
$18.75 per user - Pay by monthly credit card debitYearly Premium Online Subscription + NBR Marketplace
NZ$499.00 / yearly
Already have an account? Login
Graham Skellern
Thu, 05 Sep 2019
Contact the Writer: graham@nbr.co.nz
News tip? Question? Typo? Let us know: editor@nbr.co.nz
© All content copyright NBR. Do not reproduce in any form without permission, even if you have a paid subscription.
Financial adviser’s licence cancelled
Law,
80754