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Hot Topic Hawke’s Bay
Hot Topic Hawke’s Bay
Law
2 mins to read

Derivatives issuer faces legal action

Rockfort Markets mum on exact nature of litigation, although one claim exceeds $1m.

Rock Global website.

A licensed derivatives issuer that was pinged by the Financial Markets Authority over misleading advertising is facing further legal action relating to compliance.

In early 2021, the FMA issued a direction order to Rockfort Markets to remove or amend misleading advertising on its social media

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Hamish McNicol Tue, 10 Oct 2023
Contact the Writer: Hmcnicol@nbr.co.nz
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Derivatives issuer faces legal action
Law,
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