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Hot Topic DEALMAKERS
General Business
2 mins to read

FoxPlan censured by FMA for unauthorised financial advice

FoxPlan representatives should not have provided investment planning advice and misrepresented their qualifications.

Wellington financial services firm FoxPlan has been censured by the Financial Markets Authority (FMA) for a series of breaches under the Financial Advisers Act but no court action will follow.

After a review in late 2020, the FMA found one of FoxPlan’s Auckland-based representatives had been

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Daniel Riordan Wed, 28 Jul 2021
Contact the Writer: daniel@nbr.co.nz
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FoxPlan censured by FMA for unauthorised financial advice
General Business,
88297
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