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Hot Topic DEALMAKERS
Hot Topic DEALMAKERS
General Business
3 mins to read

FMA mum on client losses from censured adviser

Extent of regulator’s inquiries, if any, are ‘confidential’.

Tim Hunter Tue, 09 Mar 2021

The Financial Markets Authority is refusing to say whether it investigated the extent of client losses in censuring financial adviser Roger Gannon for alleged breaches of the Financial Advisers Act.

On March 5, the FMA issued a public warning to Gannon over advice he gave clients a year ago

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Tim Hunter Tue, 09 Mar 2021
Contact the Writer: thunter@nbr.co.nz
News tip? Question? Typo? Let us know: editor@nbr.co.nz
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FMA mum on client losses from censured adviser
General Business,
86621
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