FMA censures Jarden over derivative fund ‘co-mingling’
Derivative issuer rules contravened by OM Financial, which Jarden acquired in 2019.
Will Mace Thu, 14 Oct 2021
Jarden Securities has been formally censured by the Financial Markets Authority (FMA) for contravention of derivatives issuer rules by subsidiary OM Financial Ltd relating to “co-mingling” of company and client funds.
The contraventions related to licensed derivatives issuer OM Financial Ltd
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